Trade-off and risk in mitigation options for aviation
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- Final revised paper (published on 07 Sep 2026)
- Preprint (discussion started on 08 May 2026)
Interactive discussion
Status: closed
Comment types: AC – author | RC – referee | CC – community | EC – editor | CEC – chief editor
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RC1: 'Comment on jecats-2026-8', Anonymous Referee #1, 10 Jun 2026
- AC1: 'Reply on RC1', Klaus Gierens, 07 Aug 2026
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CC1: 'Comment on jecats-2026-8 with respect to the Prather, Gettelman & Penner paper', Michael Prather, 14 Jun 2026
- AC1: 'Reply on RC1', Klaus Gierens, 07 Aug 2026
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RC2: 'Comment on jecats-2026-8', Anonymous Referee #2, 15 Jun 2026
- AC1: 'Reply on RC1', Klaus Gierens, 07 Aug 2026
Peer review completion
AR – Author's response | RR – Referee report | ED – Editor decision | EF – Editorial file upload
AR by Klaus Gierens on behalf of the Authors (07 Aug 2026)
Author's response
Author's tracked changes
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ED: Publish subject to technical corrections (20 Aug 2026) by Benedict Enderle
AR by Klaus Gierens on behalf of the Authors (25 Aug 2026)
Author's response
Manuscript
Summary
This paper engages with an important and genuinely underexplored problem: how to rigorously assess the risk that a proposed aviation climate mitigation measure will fail to deliver a net climate benefit, given the substantial uncertainties in aviation climate metrics. The motivation for critically examining Prather et al. (2025) (hereafter PGP) is reasonable, that paper does leave a number of methodological questions open. Unfortunately, the present manuscript does not succeed in either of the two goals it appears to pursue: it neither constitutes a sufficiently focused or complete critique of PGP, nor does it develop an alternative framework that is demonstrably more sound. For these reasons, and as elaborated below, I do not think the manuscript is suitable for publication in its current form. I do not believe these issues can be resolved through revision without what would amount to a substantially new paper, and I therefore recommend rejection, while encouraging the author to consider the paths forward suggested at the end of this review.
Major Comments
1. Unclear scope and contribution
The most fundamental problem with this manuscript is that it pursues two distinct goals simultaneously, a critique of PGP and the presentation of an alternative framework, without fully achieving either. This ambiguity undermines the paper throughout. A focused critical response to PGP, limited to identifying specific mathematical or conceptual errors, would more naturally take the form of a correspondence or comment submitted to Nature, where PGP was published. The present venue and format imply that the paper is making a positive contribution beyond critique, but the alternative framework presented here is not developed to a standard that would justify publication on its own terms. The author should decide which goal is primary and restructure accordingly. As it stands, the two goals pull against each other: the critique sections are sometimes too detailed for a paper primarily presenting new methodology, while the alternative framework is not developed rigorously enough to stand as an independent contribution.
2. The most important weakness of PGP is not addressed
The paper raises several legitimate concerns about PGP's mathematical presentation, but conspicuously omits what is arguably the most fundamental weakness of that paper and of the present one: the premise that a GWP-like metric provides a reliable basis for determining whether a mitigation action delivers a genuine climate benefit. GWP and GWA are time-horizon-dependent, globally and temporally averaged quantities that aggregate very different physical processes into a single number. The scientific literature contains extensive debate about whether such metrics are appropriate for decision-making, particularly when comparing long-lived forcing agents like CO₂ with short-lived ones like contrail-induced cirrus, see for example Shine et al. (2005, Climatic Change, 68, 281–302), who proposed alternatives to GWP precisely because of its limitations in comparing gases with very different atmospheric lifetimes, and Shine (2009, Climatic Change, 96, 467–472), who argued explicitly for a fundamental reappraisal of GWP as a policy metric. Fuglestvedt et al. (2010) provide a thorough overview of the metric landscape in the transport context, and Lee et al. (2021, 2023) discuss at length the difficulties of applying such metrics to aviation non-CO₂ effects specifically. By accepting the GWA framework as a valid foundation and confining the critique to mathematical implementation, this paper implicitly endorses a premise that deserves much more scrutiny. A paper positioning itself as a rigorous examination of PGP's methodology should engage seriously with this deeper issue.
3. The assumption that ERF changes are free of uncertainty is not justified
The central methodological claim of the alternative framework is that the right-hand side of the risk inequality, the ratio of ERF changes due to a mitigation measure, can be treated as a known, certain quantity because it is determined by a concrete operational or technical decision (lines 200–202). This assumption is very difficult to justify in practice and the paper does not seriously defend it. ERF changes are not directly controlled by operators; they are emergent outcomes of operational decisions mediated by complex atmospheric and microphysical processes. The change in contrail ERF resulting from a rerouting decision, for example, depends on ambient humidity, temperature, aircraft type, contrail microphysics, and radiative conditions — all of which carry substantial uncertainty. Further, ERF varies over the lifetime of a contrail, suggesting that even absent uncertainty, there wouldn’t be a one-to-one mapping between a re-routing decision and an ERF change, although this issue could be avoided by instead considering something like lifetime-integrated ERF. Treating ΔERFs as essentially known while locating all relevant uncertainty in the impulse response function parameters is not a physically motivated choice. It is an assumption made for mathematical convenience, and one that is arguably less realistic than PGP's treatment.
4. The contrail lifetime argument exposes an internal inconsistency
This issue is made concrete by examining what the left-hand side of equation (17) actually contains. The author claims that the relevant uncertainties reside in the parameters of the impulse response functions K_C(H), specifically the atmospheric lifetimes and decay timescales. For CO₂ this is reasonable; the multi-timescale decay of atmospheric CO₂ perturbations is a genuine and well-studied source of uncertainty. For contrail-induced cirrus, the impulse response function does include a lifetime parameter, and there is some genuine uncertainty in mean contrail lifetime. However, contrail lifetime is short enough (hours to at most a few days) that the integral K_CiC(H) is relatively insensitive to the precise value of that lifetime for any climatologically relevant time horizon H, the uncertainty in K_CiC(H) is small compared to the overall uncertainty in contrail climate forcing. This means that while the left-hand side of equation (17) carries some contrail-related uncertainty, it captures only a narrow slice of the total uncertainty associated with contrail forcing. The much larger sources of contrail climate uncertainty, including radiative properties, coverage, microphysics, and the relationship between operational decisions and actual contrail ERF, are not parameters of the impulse response function and therefore do not appear on the left-hand side at all. They must instead reside on the right-hand side, precisely where this paper claims everything is known. This is not a minor technical quibble; it is a structural problem that undermines the paper's central claim about where the relevant uncertainties lie.
5. The conclusion undermines the case for publication
The author states in the conclusions that "the method is not mature enough to base practical decisions on" and that "the stochastic model for the uncertainties is close to arbitrary." While this intellectual honesty is appreciated, it raises a question the paper does not adequately answer: what is the positive contribution being made? If the proposed framework is acknowledged to be immature and not actionable, and if its mathematical relationship to PGP is closer than claimed, then the manuscript needs to articulate much more clearly what a reader should take away from it. Scientific papers presenting methodological frameworks that are not yet fit for use need to make a compelling case for why the framework is nonetheless a meaningful step forward. That case is not made here.
Minor Comments
Recommendation and Paths Forward
For the reasons outlined above, I recommend rejection of the manuscript in its current form. The issues identified are not, in my view, resolvable through revision without producing what would effectively be a new paper. I want to be clear that this recommendation reflects the mismatch between the paper's scope and its execution, not a judgment that the underlying questions are unimportant. Indeed, they are important, and the aviation climate community would benefit from rigorous work on them.
I would suggest the author consider two potential paths forward. First, the specific mathematical criticisms of PGP, particularly the point about uncertain quantities appearing on both sides of the risk inequality, could be developed into a focused comment or correspondence submitted to Nature. This way the comment would reach the audience most directly engaged with PGP. Second, if the goal is to develop a genuinely alternative framework, the author should begin from a more critical examination of whether GWP-like metrics are an appropriate foundation at all, resolve the ERF uncertainty problem identified above, and ensure that the uncertainty structure of the proposed framework reflects the actual physical sources of uncertainty in aviation climate science rather than mathematical convenience. That would be a substantial and valuable contribution.